Contents

Collection Overview

Biographical Note

Scope and Contents of the Collection

Organization of the Collection

Search Terms

Carel Bailey Germain Papers, 1922-1998

Finding Aid

Finding aid prepared by Burd Schlessinger.

Encoding funded by the Andrew W. Mellon Foundation.

2003

Biographical Note

Carel Bailey was born in San Francisco on 23 October 1916 to Thomas J. and Lera Bailey. She graduated from the University of California, Berkeley in 1937 with a degree in economics, and lived and worked in the Bay Area until moving east in 1958. She married William Germain in 1941, and after raising twin daughters earned her MSW (1961) and DSW (1971) at the Columbia University School of Social Work. Upon completion of her MSW degree, Germain embarked on a distinguished career as a professor and prolific author in the field of social work. She taught at the University of Maryland for several years and, after finishing her doctorate, was appointed with tenure, first to Columbia University and then to the University of Connecticut, where she taught until her retirement in 1987. Germain offered graduate level courses that focused on the ecological approach to social work theory and practice. Although she was also versed in the history of social work, she only once offered a course on the subject (in the Spring 1973 semester at Columbia). Germain wrote seven books, the most important of which were The Life Model of Social Work Practice, 1980 (co-authored with Alex Gitterman) and Human Behavior in the Social Environment: An Ecological View, 1991. She also published widely in professional journals and was in great demand as a speaker, guest lecturer, reviewer and author of chapters and introductions for social work anthologies and for books by colleagues. She died in Avon, Connecticut on 3 August 1995.

Germain is perhaps best known for her pioneering work in the "ecological" or "life model" approach to social work practice. She first developed the concept of an "ecological perspective" while teaching at Columbia in the mid-seventies, and later elaborated upon it in collaboration with a colleague, Alex Gitterman. Social work theory and practice had traditionally been based on a Freudian psychotherapeutic model in which diagnosis and treatment focused primarily on the psychology of the individual client and the dynamics of the immediate family. Although clinical social workers had long been aware that people exist in a more extensive social and psychological matrix, the profession lacked a conceptual framework that linked broader environmental and cultural influences to difficulties faced by individual clients. Using metaphors borrowed from the biological definition of ecology ("the relation between living organisms and their environment"), Germain laid the foundation for the needed structure. As she and Gitterman wrote in the 19th Encyclopedia of Social Work, "The ecological perspective makes clear the need to view people and environments as a unitary system within a particular cultural and historical context. Both person and environment can be fully understood only in terms of their relationship, in which each continually influences the other within a particular context. Hence, all concepts derived from the ecological metaphor refer not to environment alone or person alone; rather, each concept expresses a particular person: environment relationship, whether it is positive, negative or neutral." (Germain and Gitterman, 1995) Over time, Germain and Gitterman found that, in addition to its applicability to work with individuals and families, the ecological perspective was also relevant to larger groups, organizations, communities, and to political advocacy in general. They elaborated on this expanded concept in The Life Model of Social Work Practice: Advances in Theory and Practice, 1996.

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Scope and Contents of the Collection

The Carel Bailey Germain Papers include biographical information; personal and professional correspondence; materials pertaining to Germain's graduate education and her subsequent professional work; research files for specific course offerings and writings; and typed manuscripts of some of her writings.

Note: Some research and subject materials that were originally filed in a single folder were divided into two or more folders for preservation purposes and for ease of handling. In addition, since Germain used teaching materials, research materials and general subject files for books and journal articles coterminously, there is some overlap in the contents of these files; therefore, the purposes of some researchers may require consulting Series III, V, and VI.

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Search Terms

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Organization of the Collection

This collection is organized into six series:

• I. Biographical
• II. Education
• III. Professional Activities
• IV. Correspondence
• V. Writings
• VI. Subjects
• Oversize Materials

Arrangement of the Collection

Personal and professional correspondence (Series IV) is arranged alphabetically by the correspondent's last name or, where appropriate, by name of institution. All writings (Series V) are in chronological order, and reviews of Germain's books are located at the end of the section relating to each volume. To facilitate cross-referencing, there is an appendix at the end of the finding aid that lists articles and book titles alphabetically as well as chronologically.

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SERIES I. BIOGRAPHICAL (1922-95) .8 linear feet.

This series includes biographical information, obituaries and tributes, memorabilia, memoirs, and photographs. In part, this series documents Germain's girlhood involvement with the Camp Fire Girls in California, a formative experience that instilled a deep love of the natural world and, according to Germain, later contributed to the development of her ecological model of social work theory.

SERIES II. EDUCATION (1932-94) .4 linear feet.

This series is arranged chronologically. Although there are some items that relate to Germain's early education or that were incidental to her educational status later in life, the bulk of the series is comprised of notes and other materials generated by doctoral level courses at the Columbia University School of Social Work. Germain cited Lucille Austin, Bernard Barber and Irving Miller as having profoundly influenced her thinking, which might explain why she chose to save materials from their courses.

SERIES III. PROFESSIONAL ACTIVITIES (1964-95) .3 linear feet.

This series is arranged by type of activity. It includes papers relating to such activities as committee and board work, thesis and dissertation advising, participation in conferences and seminars, and membership in professional associations. The series also includes some teaching materials.

SERIES IV. CORRESPONDENCE (1943-95) .8 linear feet.

Professional correspondence spans Germain's entire career and illustrates both the breadth of her professional interests and the level of respect she earned in the field of social work; it is approximately half incoming and half outgoing. Most of the personal correspondence dates from the mid-1980s, with the exception of a set of letters from William Germain to Carel, written during his tour of duty in World War II. The personal correspondence consists mostly of incoming letters, but some do include Germain's replies.

SERIES V. WRITINGS (1979-96) 5.3 linear feet.

This series consists of correspondence, research materials, notes relating to specific writings, and drafts of some writings. It also includes Germain's commentaries on and reviews of writings by peers, articles she wrote for social work publications, as well as forewords, introductions and chapters for books by colleagues. "Research materials--unidentified" (located in Boxes 13 and 14) is a sub-series of "Published works" and pertains to both The Life Model of Social Work Practice: Advances in Theory and Practice, 1996 and to a revised edition of Human Behavior in the Social Environment: An Ecological Approach 1991; the files indicate an overlap, and Germain apparently used them to work on both books simultaneously. Research materials relating to the writing of Germain's books are of interest in that they reveal the steps involved in producing a manuscript and seeing it through to publication. Similarly, extensive correspondence with co-author Alex Gitterman (filed in this series under The Life Model of Social Work Practice, 1980 and The Life Model of Social Work Practice: Advances in Theory and Practice, 1996) offers insight into the collaborative writing process. Series V also contains 1.4 linear feet of data relating to unpublished works, including Germain's dissertation, "Casework and Science: A Study in the Sociology of Knowledge".

SERIES VI. SUBJECTS 6.7 linear feet.

This series contains subject files and is arranged alphabetically. It includes almost half the collection and is comprised of extensive files on a wide range of topics relevant to the teaching and practice of social work, including a substantial section on the history of the profession. There is also .5 linear foot of segments of published proceedings of The National Conference of Social Work and the National Conference on Social Welfare (apparently synonymous), which span but do not include all the years 1926-61. Files in this series are mostly undated, but it seems that Germain collected the material throughout her career. Although Germain read the New York Times and regularly clipped articles that related to her work, space limitations and the ready availability of this source dictated that most of the newsclippings in the subject files could not be retained. (Exceptions include New York Times Magazine articles, subject files comprised primarily of newsclippings, and clippings specifically about social work theory and practice.)

SERIES I. BIOGRAPHICAL

SERIES II. EDUCATION

SERIES III. PROFESSIONAL ACTIVITIES

SERIES IV. CORRESPONDENCE

SERIES V. WRITINGS

SERIES VI. SUBJECTS

OVERSIZE MATERIAL